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Investment Adviser's Legal and Compliance Guide
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Pages: 1060
Authors: Terrance J. O'Malley
Categories: Law
Type: BOOK - Published: 2013-01-01 - Publisher: Wolters Kluwer

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Investment Adviser's Legal and Compliance Guide, Second Edition is an invaluable guide written to assist attorneys and investment advisers in both drafting thei
Investment Adviser Regulation
Language: en
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Authors: Clifford E. Kirsch
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Type: BOOK - Published: 2006 - Publisher:

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Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules curren
Investment Adviser's Legal and Compliance Guide, 3rd Edition
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Investment Adviser's Legal and Compliance Guide
The Investment Advisor's Compliance Guide, 3rd Edition
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The Investment Advisor''s Compliance Guide, 3rd Edition delivers a concise yet comprehensive explanation of the rules and how they affect the work you do on a d
Model Rules of Professional Conduct
Language: en
Pages: 216
Authors: American Bar Association. House of Delegates
Categories: Law
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The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions lo