The Little Book of Insider Dealing

The Little Book of Insider Dealing
Author :
Publisher : Waterside Press
Total Pages : 194
Release :
ISBN-10 : 9781909976535
ISBN-13 : 1909976539
Rating : 4/5 (539 Downloads)

Book Synopsis The Little Book of Insider Dealing by : Gregory J Durston

Download or read book The Little Book of Insider Dealing written by Gregory J Durston and published by Waterside Press. This book was released on 2018-02-21 with total page 194 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the Financial Crisis of 2008, criminal prosecution has moved to centre-stage as the Financial Conduct Authority’s preferred means of punishing and deterring insider dealing (the illegal practice of trading with access to sensitive non-public information). The Little Book of Insider Dealing looks at all aspects of the ‘insider’ offences established by the Criminal Justice Act 1993, including their history, punishment and rationale, as well as their (slightly uneasy) relationship with the overlapping civil regulatory regime that also governs such financial misconduct. Topics covered also include: detection, compliance, surveillance, suspicion, reporting obligations, enforcement and (civil and criminal) penalties and warnings, plus there is a strong focus on evidential aspects and a wealth of examples from real life cases. Suitable for beginners and practitioners alike. The first concise treatment and highly topical. A gem that deals with wide scale problems and complexities identified by an article in The Times (see Chapter 1).


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